Welcome to Survive and Thrive where Tom Fox and Kortney Nordrum are talking about the compliance disasters which befell companies because they weren’t looking at the right clues, had their heads in the sand or failed to expect the unexpected. If you want to know how to prepare for and avoid disasters from the compliance perspective, this is the series for you.
Latest episodes
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24 min
How To Survive A Corporate Social Media Disaster
It's just a typical day as CCO. You're sitting at your desk having lunch and checking your email and social media. You notice that your company name is trending on Twitter, and you…
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28 min
Gifts, Travel, and Entertainment
The FCPA world is littered with enforcement actions against companies for the most basic compliance failures – those around gifts, travel, and entertainment (GTE). Many compliance…
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17 min
Creating and Maintaining a Speak Up Culture
Companies with more internal reports and complaints benefit from lesser problems occurring inside. In his paper, Dr. Kyle Welch shared that overall litigation settlements of non-ma…
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21 min
How to Perform A Root Cause Analysis
Scenario: After an ongoing investigation closes on a typical day in a CCO's life, you wonder if there is anything else to do. After reading Tom Fox's The Compliance Handbook - 2nd…
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22 min
How to Survive a GDPR Data Breach in the USA
Eventually, every company will deal with cybersecurity issues that include hacking that exploits security controls and technical, physical, or human-based elements. Such an emergen…
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28 min
The Compliance Budget Process
How Do You Prepare An Annual Compliance Budget? (And Ask For More Money)Budgeting is one of the most important functions in any corporate discipline. Thought leaders do not often t…
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22 min
How Do You Solve A Problem Like Elon Musk
How do you deal with having a leader who runs a public corporation? Scenario: So you have a superstar CEO who is hyper-intelligent, dynamic, disruptive, and indeed uber-famous, and…
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25 min
Conflict of Interest
Scenario: It's Friday, July 3, and the General Counsel is on holiday. At 4 PM, you get a call from someone who tells you he has a deal with the CEO to be put on the Board of Direct…
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29 min
Avoiding Compliance Training Fatigue in RTW
Are you up and ready to return to the workplace? Scenario: The CDC has dropped its mask mandate and social distancing guidelines. Your CEO says he wants plans for returning to the…
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31 min
What do you do when you are given 2 weeks to close a JV?
Welcome to SURVIVE AND THRIVE, the newest addition to the Compliance Podcast Network. This is a podcast where we unpack compliance, crisis disasters and walk you through all the re…
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26 min
What Do You Do To Survive a Code of Conduct Review By the SEC?
One afternoon at 4 PM, you get a call from the local Securities and Exchange Commission office, and they say they want to come by in two days to review your company's Code of Condu…
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24 min
The Risk of Timing
Welcome to SURVIVE AND THRIVE, the newest addition to the Compliance Podcast Network. This is a podcast where we unpack compliance, crisis disasters and walk you through all the re…